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Investment Banking Opportunities!
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APA International Placeme...
Salary: to $150K
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USA-NY-New York City |
20 Aug |
| Immediate openings at top-tiered international financial institutions and investment banks. Candidates with compliance, M&A... |
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Senior Compliance Officer: Investment Bank
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Ashton Lane Group, Inc
Salary: Excellent Base & Bonus
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USA-NY-New York City |
18 Aug |
| Responsible for a variety of regulatory and compliance functions of a global investment bank. |
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Vice President - Senior Investment Management Attorney (J5234)
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Barker & Gilmore, LLC
Salary: Base and Bonus
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USA-NY-New York City |
19 Aug |
| Our client, a leading international asset management company, seeks a senior level investment management attorney to provide... |
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ERISA, Vice President (R5221)
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Barker & Gilmore, LLC
Salary: Base and Bonus
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USA-NY-New York City |
12 Aug |
| Our client is one of the world's leading financial management and advisory companies, and they are seeking a Vice Presdient t... |
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Senior Counsel, Investment Management (R5216)
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Barker & Gilmore, LLC
Salary: Base and Bonus
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USA-NJ-Jersey City |
21 Aug |
| Large investment management company seeking 4+ year attorney to advise growing business. |
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Director, Investment Management (R5220)
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Barker & Gilmore, LLC
Salary: Base & Bonus
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USA-NJ-Jersey City |
12 Aug |
| A unique opportunity just opened for an Investment Advisor Attorney with a Top 25 Wealth Management firm. Position will work... |
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Compliance Legal Analyst
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Bloomberg (USA)
Salary: Competitive Salary
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USA-NY-New York City |
30 Jul |
| Bloomberg is the leading global provider of financial data, news and analytics. |
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Compliance Analyst
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BNY Mellon Asset Manageme...
Salary: DOE
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USA-NY-New York City |
30 Jul |
| Assisting in administering the Compliance Program for Dreyfus and MBSC (investment advisers). Design and perform testing on a... |
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Compliance Manager
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BNY Mellon Asset Manageme...
Salary: DOE
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USA-NY-New York City |
30 Jul |
| Responsible for the supervision and execution of the compliance program for Mutual Funds in accordance with SEC Rule 38(a)-1... |
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Regional Branch Compliance Manager
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Not Disclosed
Salary: 85-100k plus bonus
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USA-NY-New York City |
23 May |
| Regional Branch Compliance Manager |
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Trading surveillance compliance officer
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Not Disclosed
Salary: 75K
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USA-NJ-Jersey City |
05 Aug |
| Trading surveillance compliance officer
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Branch Office Manager
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Not Disclosed
Salary: 100K
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USA-NJ-Jersey City |
13 Jul |
| Compliance branch office manager coming out of a insitutional side of firm.
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Compliance officer
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Not Disclosed
Salary: 75K
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USA-NJ-Jersey City |
16 May |
| Compliance officer |
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Fixed Income Advisory Compliance Officer - AVP
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Deutsche Bank
Salary: competitive/ DOE
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USA-NY-New York City |
19 Aug |
| About Deutsche Bank
Deutsche Bank is a leading global investment bank with a strong and profitable private clients franchise... |
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AVP Compliance Marketing and Advertising Review
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Deutsche Bank
Salary: competitive/ DOE
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USA-NY-New York City |
11 Aug |
| About Deutsche Bank
Deutsche Bank is a leading global investment bank with a strong and profitable private clients franchise... |
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INVESTMENT COMPLIANCE ANALYST
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Not Disclosed
Salary: Competitive
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USA-NY-New York City |
18 Aug |
| Top investment firm has an excellent opportunity for an Investment Compliance Analyst to join the Risk Oversight Group (“ROG”... |
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Securities Business Auditor
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Goldman Sachs
Salary: N/A
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USA-NY-New York City |
25 Jul |
| Business Audit Specialists focus on planning and performing audits of business and support units across all areas of the firm... |
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Sr. Compliance Officer
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Not Disclosed
Salary: base plus bonus
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USA-NY-New York City |
08 Aug |
| We are currently recruitng for compliance professionals with 5 plus years of experience with Investment Company and/or Inves... |
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Senior Compliance Officer - Investment Management
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Legend Global Search, Inc...
Salary: Depends on Experience
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USA-NY-New York City |
15 Aug |
| Compliance Officer - Asset Management Compliance |
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Compliance Officer - Investment Guidelines and Restrictions
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Legend Global Search, Inc...
Salary: $70K - $90K
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USA-NY-New York City |
15 Aug |
| Compliance - Investment Guidelines and Restrictions - Asset Management Firm |
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Vice President - Compliance for US Banking
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Legend Global Search, Inc...
Salary: $165K + Bonus
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USA-NY-New York City |
15 Aug |
| VP - Compliance - Banking - Global Financial Services Company |
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Legal Professional
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Macquarie
Salary: Information not provided
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USA-NY-New York City |
22 Aug |
| Due to growth in the Group's New York office, we are now seeking an additional attorney to join our Legal and Compliance team... |
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Account Support Executive
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Macquarie Holdings
Salary: Excellent compensation fo...
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USA-NY-New York City |
18 Aug |
| As a result of growth, we are currently seeking an account support executive in the New York office. |
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Director Corporate Governance
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Not Disclosed
Salary: base $ 200 - $ 250 + bonu...
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USA-NY-New York City |
18 Aug |
| Direct the Governance activities of major Financial Company. Analysis of Shareholder and investor community. Evaluate existin... |
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Mortgage Executive CCO/JD
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Michael Page
Salary: 500,000 - 1,500,000
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USA-NY-New York City |
20 Aug |
| Top Hedge Fund is looking for a legal/compliance mortgage expert to head the newly launched mortgage purchasing platform. Can... |
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Enterprise Account Document Manager
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Michael Page
Salary: 200,000 - 500,000
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USA-NY-New York City |
20 Aug |
| Senior IT, Legal or Compliance professional with significant experience in document/records management related legal and regu... |
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Senior Compliance Officer
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Michael Page
Salary: 150,000 - 250,000
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USA-NY-New York City |
20 Aug |
| The successful candidate will have experience in drafting and monitoring:
existing compliance procedures for fund of funds a... |
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Junior Compliance Officer
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Not Disclosed
Salary: 80,000 - 150,000
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USA-NY-New York City |
20 Aug |
| Our compliance associates assist with the organization, administration and enforcement of the company’s compliance program.... |
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Records Manager - Asset Management
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Not Disclosed
Salary: 150,000 - 350,000
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USA-NY-New York City |
20 Aug |
| The Director of Information and Document Risk Management is responsible for the development and oversight of all components o... |
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Deputy Compliance Officer
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Not Disclosed
Salary: 200,000 - 400,000
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USA-NY-New York City |
20 Aug |
| Top Hedge Fund in New York City is searching for a seasoned compliance officer to join the legal/compliance group. The role w... |
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